SPOM LAW – IMPORTANT TOPICS

{By Dhruvika kothari, CA Finalist (Group II cleared)}

(Youtube: Dhruvika kothari, Whatsapp Group & Channel: Study with DK)

Section Topics Pg. No.

(Shubham Singhal)
Appointment & Qualification
Sec. 149 Women Director 1.1
Sec. 149 Independent Director 1.2
Sec. 150 OPSAT Exam 1.4
Retirement by Rotation 1.6
Sec. 155-159 Section 155 to 159 1.8
Sec. 161 Additional, Alternate, Nominee Director & Casual vacancy 1.11
Sec. 162 Appointment of Dir. Voted individually (Single resolution) 1.11
Sec. 167 Vacation of office of Director 1.13
Meeting of Board & its Powers
Sec. 173(1),(5) Meetings time limit 2.1
Sec. 174 Quoram 2.4
Sec. 177 Audit committee 2.5
Sec. 178 Nomination & Stakeholder Remuneration Committee 2.7
Summary table of sec. 181,182,183 2.11
Sec. 184 Disclosure of interest by Directors 2.12
Sec. 185 Loan to Directors (Focus on Penalty) 2.13
Sec. 186 Loan & Investment by Company 2.14
Sec. 189 Register of contract or arrangement where Director interested 2.19

Appointment & Rem. of Managerial Personnel

Sec. 196 Appointment of MD/WTD or Manager 3.1
Sec. 197 Managerial Remuneration 3.3
Schedule V (Part I & II) 3.6
Sec. 203 Appointment of KMP 3.11
Inspection,Inquiry & Investigation
Sec. 212 SFIO 4.3
Sec. 213 Investigation into co.’s affairs in other cases 4.5
Sec. 214 Securities for payment of costs & exp of investigation 4.5
Sec. 217 Procedures & powers of Inspection 4.6
Sec. 218 Protection of employees during Investigation 4.7
Sec. 222 Imposition of restriction upon securities 4.9
Compromise, Arrangement & Amalgamation
Sec. 230 Power to compromise or make arrang. with creditor & members 5.1
Sec. 231 Power of Tribunal to enforce compromise or arrangement 5.2
Sec. 233 Fasttrack mode of merger 5.4
Sec. 236 Purchase of Minority shareholding 5.7
Prevention of Oppression & Mismgt.
Sec. 241 Application to Tribunal for relief 6.1
Sec. 242 Power of tribunal (focus on altering MOA/AOA) 6.3
Sec. 243 Consequence of termination or modification of certain agreement 6.4
Sec. 244 Rights to apply u/s 241 6.5
Sec. 245 Class Action 6.5
Winding up
Sec. 272 Petition for winding up 7.1
Sec. 274 Direction for filing statement of affairs 7.2
Sec. 277 Intimation to PL/CL & ROC 7.3
Sec. 285 Settlement of list of contributors & application 7.5
Sec. 327 Preferential payments 7.10
Winding up VS. IBC 7.11
Sec. 332 Effect of floating charge 7.12
Sec. 336 Offences by officer of co. in liquidation 7.14
Sec. 352 Liquidation dividend & undistributed asset a/c 7.16
Misclleneous provisions
1. Registered Valuer
2. Removal of name of company (1 page)
3. Govt. Co. (1 page)
4. Nidhi Co. (24 Min. Lecture)
5. Punishment for fraud (1 page)
6. Dormant Company (1 page)
Adjudication, special court, NCLT & NCLAT
(10 Min. Lecture & focus on Time Limits)

Compounding of offences, Adjudication & sp court

(24 Min. Lecture & focus on Time Limits)
SEBI
Sec. 11B Power to issue direction & levy penalty 11.4
Sec. 11C Power of sebi to order investigation 11.4
Sec. 12 Registration certificate 11.5
Sec. 12A Prohibition of manipulative & deceptive device 11.6
Summary of penalties from 15A to 15HB 11.7-11.8
(Imp.: 15F, 15G, 15H)
Sec. 15K-15T Securities appellate tribunal (SAT) 11.9-11.11
Sec. 24 Offences 11.13
SEBI (LODR)
Reg 17 Board of Directors 11.16
Reg 17A Max. No. of Directorship 11.17
Types of committees OR Summary of All committees 11.18-11.20
Quarterely Compliance (Limits) 11.21
Prior Intimation to RSEs (Limits) 11.21
Annual Compliances (Limits) 11.22
Disclosure Requirements 11.22
FCRA,2010
Definition of FC, Deemed FC & Exclusions from FC 13.1
Sec. 3 Prohibition on acceptance of FC 13.2
Sec. 4 Person to whom sec. 3 not applicable 13.3
Sec. 11 Reg. of certain person with CG 13.6
Sec. 12 Grant of certificate of reg. (COR) 13.6
Sec. 12(4) Conditions for grant of COR or prior permission 13.7
Sec. 13 Suspension of COR 13.8
Sec. 14 Cancellation of COR 13.8
Sec. 14A Surrender of COR 13.8
Sec. 16 Renewal of COR 13.9
Sec. 17 FC through Scheduled bank 13.9
Sec. 31 Person aggrieved u/s 29 13.12
Sec. 33-38 Offences & penalties 13.12
Summary of all FC forms 13.13
IBC,2016
Financial service provider (Definition & Limit) 14.2
Sec. 7 CIRP by Fin. creditor 14.2
Sec. 8 Demand notice 14.3
Sec. 9 CIRP by Op. creditor 14.3
Sec. 10 CIRP by corp. Debtor 14.4
Summary of sec 7,9,10 14.4
Sec. 12 Time limit for CIRP completion 14.5
Sec. 12A Withdrawal of application 14.5
Sec. 15 Public announcement 14.6
Sec. 21 COC 14.8
Sec. 22 Appointment of RP 14.10
Sec. 24 Meeting of COC 14.10
Sec. 27 Replacement of RP 14.11
Sec. 30 Submission of resolution plan 14.13
Sec. 32 Appeal 14.14
Regulation 40B(1A) 14.15
Sec. 33 Initiation of liquidation 14.16
Summary of approval of COC for decision making 14.16
FEMA, 1999
Concept of person resident in india
FEMA CUAT Rules,2000
Schedule of Current & Capital a/c
Import/Export
ECB (Focus on MAMP & Numerical limit)
Authorised person (penalties)/ Process of adjudication
Overseas Investment Rules

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