IOS Notess
IOS Notess
Unless the statute contains express words to the contrary it is assumed that the
following presumptions of statutory interpretation apply, each of which may be rebutted
by contrary evidence. Presumptions represent the accepted judicial view of a range of
circumstances that have been predetermined to be the way in which every
manifestation of those circumstances will be viewed, until any evidence to the contrary
is produced. These tend to arise from theoretical and practical principles of the law.
• A statute does not alter the existing common law. If a statute is capable of two
interpretations, one involving alteration of the common law and the other one not, the
latter interpretation is to be preferred.
• If a statute deprives a person of his property, say by nationalization, he is to be
compensated for its value.
• A statute is not intended to deprive a person of his liberty. If it does so, clear words
must be used. This is relevant in legislation covering, for example, mental health and
immigration.
• A statute does not have retrospective effect to a date earlier than its becoming law.
• A statute generally has effect only in the country enacted. However, a statute does not
run counter to international law and should be interpreted so as to give effect to
international obligations.
• A statute cannot impose criminal liability without proof of guilty intention. Many
modern statutes rebut this presumption by imposing strict liability; for e.g. -dangerous
driving.
• A statute does not repeal other statutes. Any point on which the statute leaves a gap
or omission is outside the scope of the statute.
RULES AND AIDS OF INTERPRETATION
The interpretation of statutes is a complex area of law and also an essential one. In the
complex area of Interpretation, recourse can be had to the Rules and Aids of Statutory
Interpretation.
Rules of Interpretation
A Rule is a uniform or established course of things. It is that which is prescribed or laid
down as a guide for conduct or action; a governing direction for a specific purpose; an
authoritative enactment; a regulation; a prescription; a precept; as, the rules of various
societies; the rules governing a school; a rule of etiquette or propriety etc.
It should be remembered that these Rules are Rules of Practice and not Rules of Law.
Without these rules, it would soon become impossible to not only understand the law
but even just to apply it, as new situations are always coming to light which Parliament
and the courts could not have foreseen when the law was developed.
Do judges really use the rules of statutory interpretation? If yes, which rule do they use
first? – Judges rarely if ever, volunteer the information that they are now applying a
certain rule of interpretation. Often, judges look to see if there can be a literal meaning
to the words used in the disputed statutory provision. However, there is no rule that
states that they must use the literal rule first.
No Legal Rules exist which state which rule of Interpretation can be used and the rules
of interpretation that have been identified, are not themselves legal rules.
Aids of Interpretation
An Aid, on the other hand is a device that helps or assists. For the purpose of
construction or interpretation, the court has to take recourse to various internal and
external aids.
Internal aids mean those materials which are available in the statute itself, though they
may not be part of enactment. These internal aids include, long title, preamble,
headings, marginal notes, illustrations, punctuation, proviso, schedule, transitory
provisions, etc. When internal aids are not adequate, court has to take recourse to
External aids. External Aids may be parliamentary material, historical background,
reports of a committee or a commission, official statement, dictionary meanings,
foreign decisions, etc.
RULES OF INTERPRETATION
There are certain general principles of interpretation which have been applied by Courts
from time to time. Over time, various methods of statutory construction have fallen in
and out of favour. Some of the better known rules of interpretation also referred to as
the Primary Rules of Interpretation are discussed hereunder.
9. Noscitur a Sociis
Noscitur a Sociis literally means “It is known from its associates”. The rule of language
is used by the courts to help interpret legislation. Under the doctrine of "noscitur a
sociis" the questionable meaning of a word or doubtful words can be derived from its
association with other words within the context of the phrase. This means that words in
a list within a statute have meanings that are related to each other.
In Foster v Diphwys Casson((1887) 18 QBD 428), the case involved a statute which
stated that explosives taken into a mine must be in a "case or canister". Here the
defendant used a cloth bag. The courts had to consider whether a cloth bag was within
the definition. Under noscitur a sociis, it was held that the bag could not have been
within the statutory definition, because parliament's intention in using ‘case or
container’ was referring to something of the same strength as a canister.
“Internal aids” mean those aids which are available in the statute itself. Each and every
part of an enactment helps in interpretation. However, it is important to decipher as to
whether these parts can be of any help in the interpretation of the statute. The Internal
aids to interpretation may be as follows:
a. Title
Long title – The Long Title of a Statute is an internal part of the statute and is
admissible as an aid to its construction. Statute is headed by a long title and it gives the
description about the object of an Act. It begins with the words- “An Act to ………….” For
e.g. The long title of the Criminal Procedure Code, 1973 is – “An Act to consolidate and
amend the law relating to criminal procedure”. In recent times, long title has been used
by the courts to interpret certain provision of the statutes. However, its useful only to
the extent of removing the ambiguity and confusions and is not a conclusive aid to
interpret the provision of the statute.
Short Title - The short title of an Act is for the purpose of reference & for its
identification. It ends with the year of passing of the Act. E.g., “The Indian Penal Code,
1860”; “The Indian Evidence Act, 1872”. The Short Title is generally given at the
beginning with the words- “This Act may be called……………” For e.g Section 1 of The
Indian Evidence Act, 1872, says –“This Act may be called, The Indian Evidence Act,
1872”. Even though short title is the part of the statute, it does not have any role in the
interpretation of the provisions of an Act.
b. Preamble
The main objective and purpose of the Act are found in the Preamble of the Statute.
Preamble is the Act in a nutshell. It is a preparatory statement. It contains the recitals
showing the reason for enactment of the Act. If the language of the Act is clear the
preamble must be ignored. The preamble is an intrinsic aid in the interpretation of an
ambiguous act.
If any doubts arise from the terms employed by the Legislature, it has always been held
a safe means of collecting the intention to call in aid the ground and cause of making
the statute and to have recourse to the preamble.
c. Headings and Title of a Chapter
Headings are of two kinds – one prefixed to a section and other prefixed to a group or
set of sections. Heading is to be regarded as giving the key to the interpretation and the
heading may be treated as preambles to the provisions following them. In Krishnaih V.
State of (A.P. AIR 2005 AP 10) it was held that headings prefixed to sections cannot
control the plain words of the provisions. Only in the case of ambiguity or doubt,
heading or sub-heading may be referred to as an aid in construing provision.
d. Marginal Notes
Marginal notes are the notes which are inserted at the side of the sections in an Act and
express the effect of the sections stated. Marginal notes appended to the Articles of the
Constitution have been held to constitute part of the constitution as passed by the
constituent assembly and therefore they have been made use of in construing the
articles.
e. Definitional Sections/ Clauses
The object of a definition is to avoid the necessity of frequent repetitions in describing
the subject matter to which the word or expression defined is intended to apply. A
definition contained in the definition clause of a particular statute should be used for
the purpose of that Act. Definition from any other statute cannot be borrowed and used
ignoring the definition contained in the statute itself.
f. Illustrations
Illustrations in enactment provided by the legislature are valuable aids in the
understanding the real scope. In Mahesh Chandra Sharma V.Raj Kumari Sharma, (AIR
1996 SC 869), it was held that illustrations are parts of the Section and help to elucidate
the principles of the section.
g. Proviso
The normal function of a proviso is to except and deal with a case which would
otherwise fall within the general language of the main enactment, and its effect is
confined to that case. There may be cases in which the language of the statute may be
so clear that a proviso may be construed as a substantive clause. But whether a proviso
is construed as restricting the main provision or as a substantive clause, it cannot be
divorced from the provision to which it stands as a proviso. It must be construed
harmoniously with the main enactment.”
h. Explanations
An Explanation is added to a section to elaborate upon and explain the meaning of the
words appearing in the section. An Explanation to a statutory provision has to be read
with the main provision to which it is added as an Explanation. An Explanation
appended to a section or a sub-section becomes an integral part of it and has no
independent existence apart from it. The purpose of an Explanation is not to limit the
scope of the main section. An Explanation is quite different in nature from a proviso; the
latter excludes, excepts and restricts while the former explains, clarifies or subtracts or
includes something by introducing a legal fiction.
i. Schedules
Schedules form part of a statute. They are at the end and contain minute details for
working out the provisions of the express enactment. The expression in the schedule
cannot override the provisions of the express enactment.
j. Punctuation
Punctuation is a minor element in the construction of a statute. Only when a statute is
carefully punctuated and there is no doubt about its meaning can weight be given to
punctuation. It cannot, however, be regarded as a controlling element for determining
the meaning of a statute.”
EXTERNAL AIDS TO INTERPRETATION
When internal aids are not adequate, court has to take recourse to external aids. The
external aids are very useful tools for the interpretation or construction of statutory
provisions. As opposed to internal aids to construction there are certain aids which are
external to the statute. Such aids will include parliamentary history of the legislation,
historical facts and surrounding circumstances in which the statute came to be
enacted, reference to other statutes, use of dictionaries, use of foreign decisions, etc.
Some of the external aids used in the interpretation of statutes are as follows:
a. Parliamentary History, Historical Facts and Surrounding Circumstances
Historical setting cannot be used as an aid if the words are plain and clear. If the
wordings are ambiguous, the historical setting may be considered in order to arrive at
the proper construction. Historical setting covers parliamentary history, historical facts,
statement of objects and reasons, report of expert committees. Parliamentary history
means the process by which an act is enacted. This includes conception of an idea,
drafting of the bill, the debates made, the amendments proposed etc. Speech made in
mover of the bill, amendments considered during the progress of the bill are considered
in parliamentary history whereas the papers placed before the cabinet which took the
decision for the introduction of the bill are not relevant since these papers are not
placed before the parliament. The historical facts of the statute that is the external
circumstances in which it was enacted in should also be taken into note so that it can
be understood that the statute in question was intended to alter the law or leave it
where it stood. Statement of objective and reasons as to why the statute is being
brought to enactment can also be a very helpful fact in the research for historical facts,
but the same if done after extensive amendments in statute it may be unsafe to attach
these with the statute in the end. It is better to use the report of a committee before
presenting it in front of the legislature as they guide us with a legislative intent and
place their recommendations which come in handy while enactment of the bill. The
Supreme Court in a number of cases referred to debates in the Constituent Assembly
for interpretation of Constitutional provisions.
Reports of Commissions including Law Commission or Committees including
Parliamentary Committees preceding the introduction of a Bill can also be referred to in
the Court as evidence of historical facts or of surrounding circumstances or of mischief
or evil intended to be remedied. Law Commission’s Reports can also be referred to
where a particular enactment or amendment is the result of recommendations of Law
Commission Report. The Supreme Court in Rosy and another v State of Kerala and
others, (2000) 2 SCC 230 considered Law Commission of India, 41st Report for
interpretation of section 200 (2) of the Code of Criminal Procedure, 1898.
b. Social, Political and Economic Developments and Scientific Inventions
A Statute must be interpreted to include circumstances or situations which were
unknown or did not exist at the time of enactment of the statute. Any relevant changes
in the social conditions and technology should be given due weightage. Courts should
take into account all these developments while construing statutory provisions.
Therefore, court has to take into account social, political and economic developments
and scientific inventions which take place after enactment of a statute for proper
construction of its provision.
c. Reference to Other Statutes:
In case where two Acts have to be read together, then each part of every act has to be
construed as if contained in one composite Act. However, if there is some clear
discrepancy then the latter Act would modify the earlier. Where a single provision of one
Act has to be read or added in another, then it has to be read in the sense in which it
was originally construed in the first Act. In this way the whole of the first Act can be
mentioned or referred in the second Act even though only a provision of the first one
was adopted. In case where an old Act has been repealed, it loses its operative force.
Nevertheless, such a repealed part may still be taken into account for construing the
unrepealed part. For the purpose of interpretation or construction of a statutory
provision, courts can refer to or can take help of other statutes. It is also known as
statutory aids. The General Clauses Act, 1897 is an example of statutory aid. The
application of this rule of construction has the merit of avoiding any contradiction
between a series of statutes dealing with the same subject, it allows the use of an
earlier statute to throw light on the meaning of a phrase used in a later statute in the
same context. On the same logic when words in an earlier statute have received an
authoritative exposition by a superior court, use of same words in similar context in a
later statute will give rise to a presumption that the legislature intends that the same
interpretation should be followed for construction of those words in the later statute.
d. Dictionaries:
When a word is not defined in the statute itself, it is permissible to refer to dictionaries
to find out the general sense in which that word is understood in common parlance.
However, in the selection of one out of the various meanings of a word, regard must
always be had to the scheme, context and legislative history.
e. Judicial Decisions:
When judicial pronouncements are been taken as reference it should be taken into note
that the decisions referred are Indian, if they are foreign it should be ensured that such a
foreign country follows the same system of jurisprudence as ours and that these
decisions have been taken in the ground of the same law as ours. These foreign
decisions have persuasive value only and are not binding on Indian courts and where
guidance is available from binding Indian decisions; reference to foreign decisions is of
no use.
f. other materials
Similarly, Supreme Court used information available on internet for the purpose of
interpretation of statutory provision in Ramlal v State of Rajasthan, (2001) 1 SCC 175.
Courts also refer passages and materials from text books and articles and papers
published in the journals. These external aids are very useful tools not only for the
proper and correct interpretation or construction of statutory provision, but also for
understanding the object of the statute, the mischief sought to be remedied by it,
circumstances in which it was enacted and many other relevant matters. In the absence
of the admissibility of these external aids, sometimes court may not be in a position to
do justice in a case.